feat(principles): canonical_statement synthesis service + throttled backfill (Phase E groundwork, #152)
Grounded (INV-AH) multi-instance synthesis with drift guard + chair gate (pending_review, G10). Single path used by backfill, MCP tool, nightly drain. HELD from production run pending the principles-redesign (rename+cull, #152). Co-Authored-By: Claude Opus 4.8 (1M context) <noreply@anthropic.com>
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mcp-server/tests/test_canonical_synthesis.py
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134
mcp-server/tests/test_canonical_synthesis.py
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"""Unit tests for canonical_statement synthesis (V41 Phase 4) — INV-LRN6 / INV-AH.
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Pure-helper coverage + the grounding/drift/citation gates of synthesize_canonical,
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with db / claude_session / embeddings monkeypatched (no DB, no LLM, no Voyage).
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"""
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from __future__ import annotations
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import asyncio
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from uuid import uuid4
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import pytest
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from legal_mcp.services import canonical_synthesis as cs
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CID = uuid4()
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# ── pure helpers ───────────────────────────────────────────────────
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def test_cosine_identity_and_orthogonal():
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assert cs._cosine([1.0, 0.0], [1.0, 0.0]) == pytest.approx(1.0)
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assert cs._cosine([1.0, 0.0], [0.0, 1.0]) == pytest.approx(0.0)
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assert cs._cosine([0.0, 0.0], [1.0, 1.0]) == 0.0 # zero-norm guard
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def test_new_citations_flags_invented_docket_only():
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src = 'העיקרון מתוך ערר 1234/05 והלכה נוספת'
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# statute section is fine; shared docket is fine; new docket flagged
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out = 'לפי סעיף 197 לחוק, וכפי שנקבע בערר 1234/05 ובעע"מ 9999/21'
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assert cs._new_citations(out, src) == ['9999/21']
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assert cs._new_citations('סעיף 197 לחוק התכנון והבניה', src) == []
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def _data(*, statement="עיקרון מקורי נקי", instances=None, embedding=None):
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return {
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"id": str(CID),
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"canonical_statement": statement,
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"practice_areas": [],
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"subject_tags": [],
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"review_status": "pending_synthesis",
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"instance_count": len(instances or [{}]),
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"embedding": embedding,
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"instances": instances if instances is not None else [
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{"instance_type": "original", "treatment": "mentioned",
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"rule_statement": "עיקרון מקורי נקי",
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"supporting_quote": "ציטוט תומך מהפסיקה", "reasoning_summary": "",
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"case_number": "1234-01-20", "case_name": "פלוני"},
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],
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}
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def _patch(monkeypatch, *, data, llm, emb=None):
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async def fake_fetch(_cid):
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return data
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async def fake_query(*a, **k):
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return llm
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async def fake_embed(texts, input_type="document"):
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# default: proposed embeds identical to a [1,0] source → drift 1.0
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return [emb([t]) if emb else [1.0, 0.0] for t in texts]
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monkeypatch.setattr(cs.db, "fetch_canonical_synthesis_input", fake_fetch)
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monkeypatch.setattr(cs.claude_session, "query_json", fake_query)
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monkeypatch.setattr(cs.embeddings, "embed_texts", fake_embed)
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def _run(monkeypatch, **kw):
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return asyncio.run(cs.synthesize_canonical(CID, **kw))
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# ── gate behaviour ─────────────────────────────────────────────────
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def test_accepted_when_grounded_and_low_drift(monkeypatch):
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_patch(monkeypatch,
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data=_data(embedding=[1.0, 0.0]),
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llm={"canonical_statement": "עיקרון מזוקק כללי", "grounded": True,
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"changed": True, "reason": "זוקק"})
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res = _run(monkeypatch)
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assert res["status"] == "accepted" and res["accepted"] is True
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assert res["proposed"] == "עיקרון מזוקק כללי"
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assert res["embedding"] == [1.0, 0.0]
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assert res["drift_cosine"] == pytest.approx(1.0)
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def test_abstained_when_not_grounded(monkeypatch):
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_patch(monkeypatch, data=_data(),
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llm={"canonical_statement": "x", "grounded": False, "reason": "אין עיגון"})
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res = _run(monkeypatch)
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assert res["status"] == "abstained" and res["accepted"] is False
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assert res["proposed"] == res["original"] # original kept
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def test_abstained_when_no_change(monkeypatch):
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_patch(monkeypatch, data=_data(statement="זהה"),
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llm={"canonical_statement": "זהה", "grounded": True})
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assert _run(monkeypatch)["status"] == "abstained"
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def test_drift_rejected_keeps_original(monkeypatch):
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# source [1,0], proposed embeds to [0,1] → cosine 0 < floor
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_patch(monkeypatch,
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data=_data(embedding=[1.0, 0.0]),
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llm={"canonical_statement": "עיקרון אחר לגמרי", "grounded": True},
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emb=lambda t: [0.0, 1.0])
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res = _run(monkeypatch, drift_floor=0.80)
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assert res["status"] == "drift_rejected" and res["accepted"] is False
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assert res["drift_cosine"] == pytest.approx(0.0)
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assert res["proposed"] == "עיקרון אחר לגמרי" # surfaced for audit, not committed
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def test_new_citation_rejected(monkeypatch):
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_patch(monkeypatch, data=_data(embedding=[1.0, 0.0]),
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llm={"canonical_statement": 'עיקרון עם ציטוט חדש עע"מ 8888/22', "grounded": True})
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res = _run(monkeypatch)
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assert res["status"] == "new_citation" and res["accepted"] is False
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def test_no_instances(monkeypatch):
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_patch(monkeypatch, data=_data(instances=[]),
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llm={"canonical_statement": "x", "grounded": True})
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assert _run(monkeypatch)["status"] == "no_instances"
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def test_llm_error_on_none(monkeypatch):
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_patch(monkeypatch, data=_data(), llm=None)
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assert _run(monkeypatch)["status"] == "llm_error"
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def test_not_found(monkeypatch):
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async def none_fetch(_cid):
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return None
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monkeypatch.setattr(cs.db, "fetch_canonical_synthesis_input", none_fetch)
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assert asyncio.run(cs.synthesize_canonical(CID))["status"] == "not_found"
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